Meet Robert Roach
Chief Compliance Officer
Bob Roach is the Chief Compliance Officer for Strive Asset Management, an SEC registered investment advisor. Mr. Roach possesses over 30 years of broker dealer, investment management and private placements experience. Mr. Roach has originated, structured or closed over $500 million in private placements, raising capital from institutions, family offices, Angel and accredited investors. He has raised capital in a variety of sectors including technology, financial services, life sciences, and AUM for RIAs and ’40 Act companies. During the course of his career, Mr. Roach has been a founding principal of broker dealers, RIAs and an Africa-focused mutual fund
Mr. Roach has an M.B.A. in Finance from the University of Chicago, a B.A. in Economics from Dartmouth College, and a certificate in FinTech from the University of Pennsylvania, Wharton School of Business. He holds the FINRA Series 7, 24, 28, 63, 66, 79, 87 & 99 licenses.