Don is the Chief Compliance Officer for Strive, an SEC Registered Investment Advisor. Don brings over 25 years of financial services experience to Strive, with expertise in building and supervising distribution practices to comply with SEC and FINRA regulations. Most recently, Don was employed with State Street Global Advisors for over 15 years as Head of Business Controls and Sales Supervision for their SPDR ETF business.
Don earned his BS in Business Administration from Miami University. He is a graduate of FINRA’s Certified Regulatory and Compliance Professional program at the University of Pennsylvania, Wharton School of Business. Don has been registered with FINRA for over 25 years, having held Series 6, 7, 24, and 63 licenses.
Articles from Don McArdle
